Become a Trade Surveillance Associate at Wealthsimple, where your compliance expertise will be vital in daily trading oversight. Engage in active surveillance across multiple asset classes in a hybrid work model.
Wealthsimple seeks a Trade Surveillance Associate with at least three years of compliance experience in the investment industry. This role involves conducting Tier 1 trade surveillance across equities, options, crypto, and futures. You will analyze trading patterns and collaborate with various teams to support regulatory initiatives and audits.
Key Responsibilities:
• Conduct daily trade surveillance review across multiple asset classes
• Action alerts and perform manual supervisory reviews
• Analyze trading activity for regulatory compliance
• Prepare and escalate reports on suspicious activity
• Support development of surveillance policies and procedures
Requirements:
• 3+ years in investment industry compliance
• Knowledge of Canadian securitie...