Drive compliance excellence as the Tier 2 Supervision Leader at iA Private Wealth. Oversee managed programs and enhance capital market strategies through a cohesive team approach.
This leadership position requires a focus on compliance improvement while managing a team of 25 across Canada. You will not only guide direct supervision but also implement key performance measurements and stay ahead of regulatory updates, ensuring a robust risk management framework.
Key Responsibilities:
• Lead a 25-member team for compliance supervision
• Implement strategies for improved operational efficiency
• Advise on changing regulations and training needs
• Collaborate with cross-functional groups on compliance issues
• Monitor and develop relationships with advisors
Requirements:
• 15+ years in finance with 5 in management roles
• Bachelor’s degree, preferably in law or finance
• Knowledge of financial products and regulations
• Strong bilingual skills in English ...