Lead compliance initiatives at IGM Financial as a Tier 1 Compliance Supervisor located in Winnipeg, Toronto, or Montreal. Monitor trading activities and regulatory adherence while providing training and support.
The Manager, Compliance, assumes vital responsibilities in supervising IG Wealth Management registrants. You will address compliance-related issues, manage ongoing regulatory commitments, and create impactful training sessions. This position nurtures a culture of accountability and teamwork, driving continuous improvement in compliance standards.
Key Responsibilities:
• Oversee Tier 1 supervision on trading activities and account updates
• Address compliance inquiries from IG Wealth registrants
• Manage compliance training and periodic reviews
• Develop training programs tailored to compliance needs
• Collaborate on internal compliance audits and regulator interactions
Requirements:
• 7+ years of experience in compliance is essential
• Degree or di...