Senior Regulatory Analyst, Registrant Oversight (Full time)

Calgary, AB (Hybrid) | $100K–$130K

Our client, a provincial capital markets regulator and member of the Canadian Securities Administrators (CSA) , is hiring a Senior Regulatory Analyst to lead complex compliance reviews and shape Canada’s regulatory landscape.

Key Requirements

• ✅ Direct securities regulatory experience (required)
• ✅ External audit experience is required — Big 4, equivalent, or experience within a securities regulatory body
• ✅ CPA or CFA designation
• ✅ 10+ years in regulatory / compliance / financial services

What You’ll Do

• Lead registrant compliance reviews (dealers, advisers, IFMs)
• Interpret and apply Canadian securities legislation
• Deliver