← Back to London Jobs
Position Details
Job Description
- Conduct detailed regulatory analysis of new and existing products, services and activities to determine their regulatory characterization and applicable governing regulatory frameworks.
- Assess licensing requirements across various jurisdictions, including EU member states and APAC, and identify regulatory obligations for market entry and ongoing operations.
- Interpret and apply relevant financial services regulations, including those governing asset servicing, custody, fund administration, and related activities.
- Assess inherent regulatory risks associated with new products, services, and business activities, and design, implement, appropriate control frameworks to mitigate those risks.
- Develop and maintain regulatory risk assessments, controls matrices, and compliance frameworks aligned to applicable regulations and internal risk appetite.
- Provide regulatory guidance to product, business teams and oth...