Become a vital part of IGM Financial Inc. as a Senior Compliance Specialist in Toronto. This hybrid role offers a blend of compliance execution and team collaboration to ensure retail standards are met.
You will report to the Director and engage in critical compliance activities, including monitoring, testing, and investigating retail compliance domains. Your expertise in regulatory requirements and compliance practices will enhance our effective delivery of compliance programs and documentation processes.
Key Responsibilities:
• Conduct monitoring and testing across key retail compliance areas
• Investigate alerts and exceptions, documenting findings clearly
• Support case handling with accurate input for complaints
• Maintain compliance procedures and audit-ready documentation
• Provide guidance on defined issues while escalating complex matters
Requirements:
• Minimum of two years relevant experience in compliance or asset management
• Strong analytical...