We are currently seeking to recruit a Compliance and Risk Officer on a 12-month fixed-term contract.
Principal Duties & Responsibilities:
Governance
Provide key support to relevant colleagues in relation to compliance reporting to meet regulatory expectations. Have responsibility for the day-to-day management and maintenance of governance arrangements, ensuring adherence with appropriate legislative and regulatory requirements. Work cross-functionally to gather data and deliver assurance on matters related to governance and filing requirements. Support the process of annual returns and registration requirements with Regulators. Risk and Assurance
Operate in line with Company Risk Management policies and procedures. Working with the Board, Executive and organisation to ensure that they remain current and in line with our regulatory requirements and best practice. Prepare risk management reports ...