Lead the supervision efforts for BMO Nesbitt Burns in the BC and Prairies regions. This role emphasizes risk management and regulatory oversight within BMO Private Wealth's governance framework.
As the Regional Director of Supervision, you will implement Tier 1 supervision activities and oversee compliance across branches. Your responsibilities include coaching Branch Supervision Officers and managing a diverse team. Ensuring adherence to CIRO requirements for registered branches and promoting a culture of compliance and risk awareness will be key responsibilities of the role.
Key Responsibilities:
• Lead Tier 1 supervision initiatives across the BC & Prairies
• Fulfill CIRO Business Location Supervisor duties
• Oversee daily supervision tasks and regulatory control
• Collaborate with Compliance on escalated issues
• Deliver training and develop communications for staff
Requirements:
• 7+ years of relevant experience
• Expert knowledge of CIRO regulations<...