Join TD as a Senior Quality Control Analyst, where your expertise will shape the evaluation of investigative processes. Focus on AML compliance and strategic customer retention decisions.
You'll play a vital role in reviewing NFA decisions and approving RTC actions to ensure sound judgment. This position will involve validating outcomes for STR filings while engaging in collaborative case reviews. A strong understanding of financial crime regulations is essential for success as you also provide feedback for continuous improvement.
Key Responsibilities:
• Validate decisions regarding STR, NFA, and RTC processes
• Review procedures and regulatory findings in assessments
• Ensure submission of reportable transactions is accurate
• Identify and rectify quality issues efficiently
• Collaborate in metrics and feedback establishment
Requirements:
• Minimum 5 years in AML and/or Financial Crime
• Strong grasp of STR filing mechanisms
• Background in Quality Con...