Head of Control Room and CIB Advisory Canada - GBM&T Compliance

Requisition ID:

Purpose

To lead the Compliance Advisory team covering Corporate & Investment Banking Canada and oversee the operations of the Global Compliance Control Room.

Accountabilities

Leads and drives a customer‑focused culture throughout their team to deepen client relationships and leverage broader bank relationships, systems, and knowledge.

• Leads and manages the advisory relationship with the relevant GBM&T Canada business product, service and operational heads.
• Develops a best‑in‑class advisory team and program, providing ongoing counsel and advice, and delivering consistently efficient and effective compliance support to CIB, ECM, DCM, GLS and Equity Research, including:
• Ensuring that policies and procedures for the business groups supported reflect, at a minimum, all Canadian legislative and regulatory requirements.
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