Lead compliance initiatives at RBC Global Asset Management as the Director of Compliance, based in Toronto, Canada. Drive operational efficiency, support strategic objectives, and mentor team members.
As a key leader within the regulatory compliance team at RBC GAM, you will oversee compliance operations and provide advisory support. Your experience in compliance management will ensure adherence to regulatory requirements while enhancing internal controls and policies. Actively participate in strategic projects and foster collaborative relationships with internal teams to facilitate effective compliance management.
Key Responsibilities:
• Support CCO in achieving compliance objectives
• Manage compliance activities across various divisions
• Collaborate on regulatory initiatives and internal controls
• Coach and guide team members towards success
• Build partnerships with legal and compliance teams
Requirements:
• Undergraduate degree in Business, Finance, or...