Advance your professional journey with Fiera Capital as a Counselor in Global Regulatory Compliance. This hybrid role integrates AML control and client training initiatives.
You will report to the Head of Global Enterprise Risk Management, responsible for implementing compliance programs and ensuring regulatory obligations are met. Your tasks will include monitoring controls, managing KYC processes, and delivering compliance training. Collaborate with teams to effectively respond to regulatory requests and continue improving compliance measures.
Key Responsibilities:
• Monitor and test client compliance controls effectively
• Implement improvements for compliance deficiencies
• Oversee the KYC and onboarding documentation processes
• Execute client due diligence for accuracy and completeness
• Review and challenge marketing content for compliance
Requirements:
• Bachelor’s degree in finance, business administration, or similar
• Five or more years of exper...