SearchLondonJobs.co.uk

🏛️ London's Premier Job Portal

← Back to London Jobs

Compliance Supervisor: Regulatory Oversight & Risk

Company: Caldwell Securities Ltd.

Location: toronto, London

Posted: May 30, 2026

Apply for This Position

Submit Application

Position Details

An investment firm in Toronto seeks a Compliance Supervisor to oversee compliance monitoring, assess regulatory adherence, and support staff in mitigating risks. This role demands a university degree in business or finance and 3-5 years of investment dealing experience. The ideal candidate will have strong analytical skills and the ability to manage regulatory inquiries while ensuring adherence to compliance policies. Competitive rewards and a supportive workplace culture are offered.
#J-18808-Ljbffr