← Back to London Jobs
Position Details
Responsibilities:
Support the Compliance department in performing client acceptance and on-going monitoring as well as AML-CTF reviews by performing the on-boarding of new clients; i.e. pre-acceptance, acceptance and annual review, as applicable
Support the Compliance department in preparing the onsite visits on and drafting concise and high quality due diligence reports summarising the related findings on the service providers of the investment funds under the management, as required; i.e. Depositary, Central Administration and Transfer Agents, Distributors, Portfolio and Investment Managers, Investment Advisers and other service providers
Draft and follow-up on investor’s eligibility letters, as well as pre-checking of investors eligibility status as Professional Investors and support the Legal Officer on the AIFMD marketing notification process and other regulatory CSSF filings, such as investment funds annual accounts, country notifi...