Securian Canada seeks a Compliance Specialist to strengthen its compliance framework in Toronto. This role emphasizes regulatory adherence and market conduct.
As a Compliance Specialist on a 12-month contract, you will report to the Compliance Director, focusing on compliance audits and improvements. You'll collaborate with various stakeholders, conduct comprehensive reviews, and provide actionable recommendations for enhancing compliance measures. This role provides significant exposure to the compliance landscape in the financial services industry and supports your professional development.
Key Responsibilities:
• Perform compliance assessments of partnered agencies
• Identify content quality and compliance verification gaps
• Prepare for reviews by collecting necessary data
• Customize review documentation tailored to channels
• Summarize findings and recommend necessary actions
Requirements:
• Industry-related degree and compliance certification
• 1 to...