An established Asia hedge fund is looking to hire a compliance role that will be part of the APAC Compliance team with wide broad exposure towards different areas of compliance. The role will have visibility to senior stakeholders such as the APAC Head of Compliance and C-suite. Please contact Shingo Wong by emailing your cv directly in word format with job reference no. JOB-16452 to (HIDDEN TEXT). Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful. EA License Number: 16S8131 Recruiter License Number: R (HIDDEN TEXT)
Key responsibilities
Manage license applications for representatives and ensure timely regulatory filings and reports Assist with the development and implementation of compliance policies Assist in preventing market abuse/insider trading through compliance monitoring and trade surv...