The Compliance Officer is responsible for ensuring the company is compliant with all regulations governing its the operations including but not limited to regulatory guidance, policies and procedures. The Compliance Officer analyzes risk related to compliance and performs reviews, evaluations and audits related to compliance issues/concerns within the company. The Compliance Officer recommends changes to policy and training to implement regulatory changes. The Compliance Officer acts as a channel of communication to receive and direct compliance issues to appropriate resources for investigation and resolution.

Essential Functions

· Develops, initiates, maintains and revises policies and procedures for the general operations of the Company related to the compliance function and its activities to prevent illegal, unethical or improper conduct.

· Exercises discretion and use of independent judgement with respect to matters of significance.

· C...